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<front>
<journal-meta>
<journal-id journal-id-type="pmc">Oncologie</journal-id>
<journal-id journal-id-type="nlm-ta">Oncologie</journal-id>
<journal-id journal-id-type="publisher-id">Oncologie</journal-id>
<journal-title-group>
<journal-title>Sound &#x0026; Vibration</journal-title>
</journal-title-group>
<issn pub-type="epub">1765-2839</issn>
<publisher>
<publisher-name>Tech Science Press</publisher-name>
<publisher-loc>USA</publisher-loc>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">16277</article-id>
<article-id pub-id-type="doi">10.32604/Oncologie.2021.016277</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Article</subject>
</subj-group>
</article-categories>
<title-group>
<article-title>Prolonged Survival in Patients with Human Epidermal Growth Factor Receptor-2-Overexpressed Metastatic Breast Cancer after Targeted Therapy is Dominantly Contributed by Luminal-Human Epidermal Growth Factor Receptor-2 Population</article-title>
<alt-title alt-title-type="left-running-head">Prolonged Survival in Patients with Human Epidermal Growth Factor Receptor-2-Overexpressed Metastatic Breast Cancer after Targeted Therapy Is Dominantly Contributed by Luminal-Human Epidermal Growth Factor Receptor-2 Population</alt-title>
<alt-title alt-title-type="right-running-head">Prolonged Survival in Patients with Human Epidermal Growth Factor Receptor-2-Overexpressed Metastatic Breast Cancer after Targeted Therapy Is Dominantly Contributed by Luminal-Human Epidermal Growth Factor Receptor-2 Population</alt-title>
</title-group>
<contrib-group content-type="authors">
<contrib id="author-1" contrib-type="author" corresp="yes">
<name name-style="western">
<surname>Kontani</surname>
<given-names>Keiichi</given-names>
</name>
<xref ref-type="aff" rid="aff-1">1</xref>
<email>konbat@med.kagawa</email>
</contrib>
<contrib id="author-2" contrib-type="author">
<name name-style="western">
<surname>Kuraishi</surname>
<given-names>Kana</given-names>
</name>
<xref ref-type="aff" rid="aff-1">1</xref>
</contrib>
<contrib id="author-3" contrib-type="author">
<name name-style="western">
<surname>Hashimoto</surname>
<given-names>Shin-ichiro</given-names>
</name>
<xref ref-type="aff" rid="aff-1">1</xref>
</contrib>
<contrib id="author-4" contrib-type="author">
<name name-style="western">
<surname>Norimura</surname>
<given-names>Shoko</given-names>
</name>
<xref ref-type="aff" rid="aff-2">2</xref>
</contrib>
<contrib id="author-5" contrib-type="author">
<name name-style="western">
<surname>Hashimoto</surname>
<given-names>Nozomi</given-names>
</name>
<xref ref-type="aff" rid="aff-1">1</xref>
</contrib>
<contrib id="author-6" contrib-type="author">
<name name-style="western">
<surname>Ohtani</surname>
<given-names>Masahiro</given-names>
</name>
<xref ref-type="aff" rid="aff-3">3</xref>
</contrib>
<contrib id="author-7" contrib-type="author">
<name name-style="western">
<surname>Fujiwara-Honjo</surname>
<given-names>Naomi</given-names>
</name>
<xref ref-type="aff" rid="aff-4">4</xref>
</contrib>
<contrib id="author-8" contrib-type="author">
<name name-style="western">
<surname>Date</surname>
<given-names>Manabu</given-names>
</name>
<xref ref-type="aff" rid="aff-5">5</xref>
</contrib>
<contrib id="author-9" contrib-type="author">
<name name-style="western">
<surname>Teramoto</surname>
<given-names>Koji</given-names>
</name>
<xref ref-type="aff" rid="aff-6">6</xref>
</contrib>
<contrib id="author-10" contrib-type="author">
<name name-style="western">
<surname>Yokomise</surname>
<given-names>Hiroyasu</given-names>
</name>
<xref ref-type="aff" rid="aff-1">1</xref>
</contrib>
<aff id="aff-1">
<label>1</label><institution>Department of Thoracic, Breast and Endocrine Surgery, Kagawa University Faculty of Medicine</institution>, <addr-line>1750-1 Miki-cho, Kita-gun, 761-0793</addr-line>, <country>Japan</country></aff>
<aff id="aff-2">
<label>2</label><institution>Department of Surgery, Takamatsu Red Cross Hospital</institution>, <addr-line>4-1-3 Ban-cho, Takamatsu, 760-0017</addr-line>, <country>Japan</country></aff>
<aff id="aff-3">
<label>3</label><institution>Kagawa Health Service Association, Health Care Center</institution>, <addr-line>148 Fuseishi, Takamatsu, 761-8071</addr-line>, <country>Japan</country></aff>
<aff id="aff-4">
<label>4</label><institution>Department of Radiology, Osaka Neurosurgery Hospital</institution>, <addr-line>378-1 Sanmyo-cho, Takamatsu, 761-8083</addr-line>, <country>Japan</country></aff>
<aff id="aff-5">
<label>5</label><institution>Department of Surgery, Date Hospital</institution>, <addr-line>588-8 Kanko-cho, Takamatsu, 760-0076</addr-line>, <country>Japan</country></aff>
<aff id="aff-6">
<label>6</label><institution>Department of Surgery, Shiga University of Medical Science</institution>, <addr-line>1-1 Seta, Otsu, 520-2191</addr-line>, <country>Japan</country></aff>
</contrib-group><author-notes><corresp id="cor1">&#x002A;Corresponding Author: Keiichi Kontani. Email: 
<email>konbat@med.kagawa</email>-u.ac.jp</corresp></author-notes>
<pub-date pub-type="epub" date-type="pub" iso-8601-date="2021-06-18">
<day>18</day>
<month>6</month>
<year>2021</year>
</pub-date>
<volume>23</volume>
<issue>2</issue>
<fpage>229</fpage>
<lpage>239</lpage>
<history>
<date date-type="received">
<day>22</day>
<month>2</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>14</day>
<month>5</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>&#x00A9; 2021 Kontani et al.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Kontani et al.</copyright-holder>
<license xlink:href="https://creativecommons.org/licenses/by/4.0/">
<license-p>This work is licensed under a <ext-link ext-link-type="uri" xlink:type="simple" xlink:href="https://creativecommons.org/licenses/by/4.0/">Creative Commons Attribution 4.0 International License</ext-link>, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.</license-p>
</license>
</permissions>
<self-uri content-type="pdf" xlink:href="TSP_Oncologie_16277.pdf"></self-uri>
<abstract>
<p>The prognosis of patients with human epidermal growth factor receptor-2 (HER2)-overexpressed metastatic breast cancer (MBC) has improved drastically following the development of anti-HER2 therapies. We question what factors are involved in the improved outcome by the treatment. One hundred and two MBC patients who received chemotherapy were classified into groups according to breast cancer subtype: luminal/HER2-negative (n &#x003D; 50), HER2 (n &#x003D; 26), and triple-negative subtypes (n &#x003D; 26). Clinicopathologic features and clinical outcomes of the groups were compared. Disease-free intervals in the triple-negative group were significantly shorter than those in the other two groups. Age, tumor grade, the number of disease sites, and prior chemotherapeutic regimens did not differ among the groups. As a result, median overall survival was significantly longer in the HER2 and luminal/HER2-negative groups than in the triple-negative group (114, 68, and 18 months, respectively, <italic>p</italic> &#x003C; 0.001). To determine key factors underlying favorable outcomes of the HER2 group, the HER2 group was further divided into two subgroups, luminal-HER2 and non-luminal-HER2 groups, according to their hormone receptor status, and clinical outcomes were compared. Median overall survival from the time of diagnosis of MBC in the luminal-HER2 group was significantly longer than that in the non-luminal-HER2 group (not reached and 39 months, respectively, <italic>p</italic> &#x003D; 0.048), and was as favorable as shown in the luminal/HER2-negative group. In conclusion, the prognosis and survival of patients with HER2-overexpression receiving anti-HER2 therapy improved considerably in the luminal-HER2, but not in the non-luminal-HER2 group.</p>
</abstract>
<kwd-group kwd-group-type="author">
<kwd>Metastatic breast cancer</kwd>
<kwd>anti-HER2 therapy</kwd>
<kwd>prognosis</kwd>
<kwd>luminal-HER2 type</kwd>
</kwd-group>
</article-meta>
</front>
<body>
<sec id="s1">
<label>1</label>
<title>Introduction</title>
<p>The clinical and biological heterogeneity of breast cancer has necessitated classification into three subtypes based on biomarker expression of hormone receptor and human epidermal growth factor receptor-2 (HER2): luminal/HER2-negative, HER2, and triple-negative breast cancer. Compared with the luminal/HER2-negative subtype, the HER2 and triple-negative subtypes exhibit aggressive behaviors and poor prognoses [<xref ref-type="bibr" rid="ref-1">1</xref>,<xref ref-type="bibr" rid="ref-2">2</xref>]. However, in a recent paradigmatic shift, differences in prognosis for the different subtypes have become more distinct because of novel, improved treatments [<xref ref-type="bibr" rid="ref-3">3</xref>]. In particular, developments of anti-HER2 therapies have drastically improved survival in patients with HER2-overexpressed breast cancer in the metastatic and adjuvant settings [<xref ref-type="bibr" rid="ref-4">4</xref>&#x2013;<xref ref-type="bibr" rid="ref-7">7</xref>].</p>
<p>Combined administration of trastuzumab and anti-cancer cytotoxic agents has shown good therapeutic efficacy in HER2-overexpressed primary breast cancer and metastatic breast cancer (MBC) [<xref ref-type="bibr" rid="ref-8">8</xref>]. As previously reported, the mortality rate in patients with HER2-overexpression after operation has decreased to 35%&#x2013;50% in adjuvant settings, and survival of patients with HER2-overexpressed MBC has doubled following the introduction of trastuzumab in combination with cytotoxic agents [<xref ref-type="bibr" rid="ref-5">5</xref>]. Since it became available, trastuzumab has become part of the standard therapeutic regimen for HER2-overexpressed breast cancer. Subsequently, the tyrosine kinase inhibitor lapatinib has become available more recently: it has demonstrated good efficacy to improve survival in patients with HER2-overexpressed MBC [<xref ref-type="bibr" rid="ref-9">9</xref>]. More recently, the humanized monoclonal antibody pertuzumab directed against the HER2 extracellular domain [<xref ref-type="bibr" rid="ref-10">10</xref>,<xref ref-type="bibr" rid="ref-11">11</xref>], and the antibody-drug conjugate trastuzumab emtansine (TDM-1), which incorporates trastuzumab with the microtubule-inhibitory agent emtansine [<xref ref-type="bibr" rid="ref-12">12</xref>], have demonstrated favorable therapeutic efficacies. In the Phase 3 trials, both therapeutics prolonged the survival of patients with HER2-overexpressed MBC relative to conventional anti-HER2 therapeutics. Thus, physicians have a variety of treatment options in anti-HER2 therapeutics at their disposal for specific patient subpopulations.</p>
<p>Here, we compared clinicopathological features and therapeutic outcomes of patients with HER2-overexpressed MBC, with those of patients with other (i.e., luminal type and triple-negative) breast cancer subtypes.</p>
</sec>
<sec id="s2">
<label>2</label>
<title>Methods</title>
<sec id="s2_1">
<label>2.1</label>
<title>Patients</title>
<p>Data from 102 patients with recurrent or MBC who were treated with various chemotherapeutic regimens at Kagawa University Hospital between February 2005 and October 2017, were retrospectively analyzed. Patients with MBC who had not received chemotherapy were not included in this study. The patients were allocated to one of three groups according to their hormone receptor and HER2 status: luminal/HER2-negative (n &#x003D; 50), HER2 (n &#x003D; 26), and triple-negative subtypes (n &#x003D; 26). Clinicopathological features and treatment outcomes were compared between subtypes. All patients with HER2-overexpressed MBC received anti-HER2-targeted agents such as trastuzumab, lapatinib, pertuzumab, or TDM-1 in the metastatic settings.</p>
<p>The research protocol for this study complied with the guidelines of the Ethics Committee at Kagawa University Hospital and was approved by the review board (HEISEI23-085), and conformed to the provisions in the Declaration of Helsinki in 1995. We received written informed consent from all of the study participants.</p>
</sec>
<sec id="s2_2">
<label>2.2</label>
<title>Evaluation of Therapeutic Efficacy and Safety</title>
<p>During treatment, tumor responses were assessed every 2 to 3 months by physical examination and computed tomography, magnetic resonance imaging, or bone scan according to the Response Evaluation Criteria in Solid Tumors. Complete response (CR) was defined as the absence of evidence of disease; partial response (PR) was defined as a reduction of &#x2265;50% in the product of the two largest perpendicular diameters of the target lesions; progressive disease (PD) was defined as an increase in tumor size by &#x2265;25% or presence of a new lesion. Clinical responses that did not meet any of the abovementioned definitions were classified as stable disease (SD). CR and PR are classified as objective responses (OR); CR, PR, and SD are defined as disease control (DC); and CR, PR, and SD observed for a duration of  &#x2265;6 months are defined as clinical benefit (CB). Responses were evaluated to the most effective therapeutic regimen if patients received two or more regimens for MBC. Several clinical outcome parameters examined: time to treatment failure (TTF) was defined as the duration from initiation to treatment discontinuation; time to progression (TTP) was defined as the duration between initiation of treatment and disease progression or death by any cause; overall survival (OS) was defined as the duration between initiation of treatment and death by any cause. For patients who had received two or more cytotoxic regimens for MBC, time to events was calculated from the start of the most effective regimen. Additionally, OS was calculated from the time of diagnosis of MBC to death by any cause, designated as OS from MBC. Toxicity was assessed according to version 3.0 of the National Cancer Institute Common Toxicity Criteria.</p>
</sec>
<sec id="s2_3">
<label>2.3</label>
<title>Statistical Analysis</title>
<p>We used Mann-Whitney U test or standard chi-square procedures for comparisons of two groups. The effects of baseline characteristics, clinical responses, and prognostic parameters on the risk of progression or death were assessed using Kaplan-Meier survival analysis and log-rank tests of significance. A 95% confidence interval for the median of each variable was calculated using the method of Brookmeyer et al. [<xref ref-type="bibr" rid="ref-13">13</xref>]. Differences with <italic>P</italic> &#x003C; 0.05 were considered as to be significant; all performed statistical tests were two-sided. SPSS statistical software (SPSS Inc., Tokyo, Japan) was used for all analyses.</p>
</sec>
</sec>
<sec id="s3">
<label>3</label>
<title>Results</title>
<sec id="s3_1">
<label>3.1</label>
<title>Baseline Characteristics of Patients</title>
<p>Patients were allocated to three subtype groups according to the hormone receptor and HER2 status of their tumors: luminal/HER2-negative, HER2, and triple-negative subtype groups. Baseline characteristics of patients of each group were established (<xref ref-type="table" rid="table-1">Tab. 1</xref>). Disease-free intervals of patients were significantly shorter in patients of the triple-negative subtype group (25 months) than those of patients in the luminal/HER2-negative (52 months, <italic>p</italic> &#x003D; 0.0007) or HER2 groups (37 months, <italic>p</italic> &#x003D; 0.044). Other factors such as tumor grade, numbers of metastatic sites or administered chemotherapeutic regimens, and the proportion of patients with visceral diseases were not different among the groups.</p>
<table-wrap id="table-1">
<label>Table 1</label>
<caption>
<title>Baseline demographic and tumor characteristics of each patient subtype</title>
</caption>
<table>
<colgroup>
<col/>
<col/>
<col/>
<col/>
<col/>
<col/>
<col/>
</colgroup>
<thead>
<tr>
<th/>
<th>luminal/HER2-</th>
<th><italic>p</italic>-value</th>
<th>HER2</th>
<th><italic>p</italic>-value</th>
<th>triple-negative</th>
<th><italic>p</italic>-value&#x002A;</th>
</tr>
</thead>
<tbody>
<tr>
<td/>
<td>50</td>
<td/>
<td>26</td>
<td/>
<td>26</td>
<td/>
</tr>
<tr>
<td>Age</td>
<td>60 (36-86)</td>
<td><italic>0.349</italic></td>
<td>55 (27-78)</td>
<td><italic>0.687</italic></td>
<td>58 (32-79)</td>
<td><italic>0.687</italic></td>
</tr>
<tr>
<td>Disease-free interval (M)</td>
<td>52 (6-228)</td>
<td><italic>0.882</italic></td>
<td>37 (13-260)</td>
<td><italic>0.044</italic></td>
<td>25 (10-63)</td>
<td><italic>0.0007</italic></td>
</tr>
<tr>
<td>Tumor grade (mean &#x00B1; SD)</td>
<td>2.09 &#x00B1; 0.85</td>
<td><italic>0.070</italic></td>
<td>2.67 &#x00B1; 0.67</td>
<td><italic>0.285</italic></td>
<td>2.22 &#x00B1; 0.97</td>
<td><italic>0.73</italic></td>
</tr>
<tr>
<td>No. metastatic sites (mean &#x00B1; SD)</td>
<td>2.00 &#x00B1; 1.05</td>
<td><italic>0.874</italic></td>
<td>2.04 &#x00B1; 0.94</td>
<td><italic>0.791</italic></td>
<td>1.96 &#x00B1; 1.11</td>
<td><italic>0.886</italic></td>
</tr>
<tr>
<td>Visceral lesion (%)</td>
<td>54.0</td>
<td><italic>0.532</italic></td>
<td>64.0</td>
<td><italic>0.169</italic></td>
<td>42.3</td>
<td><italic>0.337</italic></td>
</tr>
<tr>
<td>Prior anthracycline/taxane (%)</td>
<td>32.7</td>
<td><italic>0.453</italic></td>
<td>43.5</td>
<td><italic>0.752</italic></td>
<td>46.2</td>
<td><italic>0.253</italic></td>
</tr>
<tr>
<td>No. chemotherapy (mean &#x00B1; SD)</td>
<td>3.06 &#x00B1; 1.63</td>
<td><italic>0.731</italic></td>
<td>3.329 &#x00B1; 1.69</td>
<td><italic>0.217</italic></td>
<td>3.38 &#x00B1; 1.30</td>
<td><italic>0.261</italic></td>
</tr>
<tr>
<td>No. chemotherapy for MBC (mean &#x00B1; SD)</td>
<td>2.55 &#x00B1; 1.51</td>
<td><italic>0.829</italic></td>
<td>2.58 &#x00B1; 1.73</td>
<td><italic>0.822</italic></td>
<td>2.554 &#x00B1; 1.17</td>
<td><italic>0.96</italic></td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn id="table-1fn1" fn-type="other">
<p>Note: &#x002A; luminal <italic>vs</italic>. triple-negative.</p>
</fn>
</table-wrap-foot>
</table-wrap>
</sec>
<sec id="s3_2">
<label>3.2</label>
<title>Comparison of the Efficacy of Treatment and Clinical Outcomes among Cancer Subtypes</title>
<p>Response rates to treatment in the HER2 group were significantly higher than those in the triple negative group (76% and 26.9%, respectively, <italic>p</italic> &#x003D; 0.0017; <xref ref-type="table" rid="table-2">Tab. 2</xref>) but not significantly different from those in the luminal/HER2-negative group (76% and 50.0%, respectively, <italic>p</italic> &#x003D; 0.077). As evident from the response rates, clinical benefit and disease control rates were significantly lower in the triple negative group than in the other two groups. The median OS from the time of the most effective administered regimen as well as TTF or TTP were significantly shorter in the triple-negative group than in the HER2 and luminal/HER2-negative groups (OS: 18, 114, and 68 months, respectively, <italic>p</italic> &#x003C; 0.001; TTF: 5, 12, and 15 months, respectively, <italic>p</italic> &#x003C; 0.001; TTP: 6, 25, and 35 months, respectively, <italic>p</italic> &#x003C; 0.001; <xref ref-type="table" rid="table-2">Tab. 2</xref> and <xref ref-type="fig" rid="fig-1">Fig. 1</xref>). Moreover, the median OS from MBC was significantly shorter in the triple-negative group than in the HER2 and luminal/HER2-negative groups (20, 114, and 102 months, respectively, <italic>p</italic> &#x003C; 0.001; <xref ref-type="table" rid="table-2">Tab. 2</xref> and <xref ref-type="fig" rid="fig-1">Fig. 1</xref>). The prognostic factors described above were not significantly different in the HER2 and luminal/HER2-negative groups. These results indicate that patients with HER2-overexpressed MBC, specifically those with luminal-HER2 MBC showed improved prognosis due to advances in anti-HER2 therapy. The frequency of grade 3 or 4 adverse events that occurred during treatment for MBC did not differ between subtypes.</p>
<table-wrap id="table-2">
<label>Table 2</label>
<caption>
<title>Comparison of responses to treatment and clinical outcomes across subtypes</title>
</caption>
<table>
<colgroup>
<col/>
<col/>
<col/>
<col/>
<col/>
<col/>
<col/>
</colgroup>
<thead>
<tr>
<th/>
<th>luminal/HER2-</th>
<th><italic>p</italic>-value</th>
<th>HER2</th>
<th><italic>p</italic>-value</th>
<th>triple-negative</th>
<th><italic>p</italic>-value&#x002A;</th>
</tr>
</thead>
<tbody>
<tr>
<td>RR (%)</td>
<td>50.0</td>
<td><italic>0.077</italic></td>
<td>76</td>
<td><italic>0.0017</italic></td>
<td>26.9</td>
<td><italic>0.056</italic></td>
</tr>
<tr>
<td>CBR (%)</td>
<td>7.6</td>
<td><italic>0.392</italic></td>
<td>91</td>
<td><italic>0.002</italic></td>
<td>42.3</td>
<td><italic>0.002</italic></td>
</tr>
<tr>
<td>DCR (%)</td>
<td>87.8</td>
<td><italic>0.699</italic></td>
<td>95</td>
<td><italic>0.038</italic></td>
<td>65.4</td>
<td><italic>0.022</italic></td>
</tr>
<tr>
<td>TTF (M)</td>
<td>15</td>
<td><italic>0.182</italic></td>
<td>12</td>
<td><italic>&#x003C;0.001</italic></td>
<td>5</td>
<td><italic>&#x003C;0.001</italic></td>
</tr>
<tr>
<td>TTP (M)</td>
<td>35</td>
<td><italic>0.604</italic></td>
<td>25</td>
<td><italic>&#x003C;0.001</italic></td>
<td>6</td>
<td><italic>&#x003C;0.001</italic></td>
</tr>
<tr>
<td>OS (M)</td>
<td>68</td>
<td><italic>0.642</italic></td>
<td>114</td>
<td><italic>&#x003C;0.001</italic></td>
<td>18</td>
<td><italic>&#x003C;0.001</italic></td>
</tr>
<tr>
<td>OS fro, MBC (M)</td>
<td>102</td>
<td><italic>0.763</italic></td>
<td>114</td>
<td><italic>&#x003C;0.001</italic></td>
<td>20</td>
<td><italic>&#x003C;0.001</italic></td>
</tr>
<tr>
<td>G3/4 AE (%)</td>
<td>9.1</td>
<td><italic>0.550</italic></td>
<td>15.0</td>
<td><italic>0.928</italic></td>
<td>16</td>
<td><italic>0.454</italic></td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn id="table-2fn1" fn-type="other">
<p>Note: &#x002A; luminal <italic>vs</italic>. triple-negative.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<fig id="fig-1">
<label>Figure 1</label>
<caption>
<title>Comparison of clinical outcomes of patients across subtypes: A, time to treatment failure; B, time to progression; C, overall survival; D, overall survival from the time of diagnosis of MBC</title>
</caption>
<graphic mimetype="image" mime-subtype="png" xlink:href="ONCOLOGIE_16277-fig-1.png"/>
</fig>
</sec>
<sec id="s3_3">
<label>3.3</label>
<title>Identification of Key Factors Responsible for Favorable Outcomes in the HER2 Group by Anti-HER2 Therapy</title>
<p>To determine if a particular subpopulation of the HER2 group was prone to favorable outcomes, the HER2 group was further stratified into two subgroups: luminal-HER2 and non-luminal-HER2 according to their hormone receptor status, and clinical outcomes were compared. Demographic and tumor characteristics were balanced across the two subgroups (<xref ref-type="table" rid="table-3">Tab. 3</xref>). Although there was a trend that patients with luminal-HER2 MBC were younger than those with non-luminal-HER2 MBC, there were no significant subgroup differences. The proportion of patients who were pretreated with anthracycline and taxane or the number of chemotherapeutic interventions for breast cancer or MBC also did not differ between the two subgroups.</p>
<table-wrap id="table-3">
<label>Table 3</label>
<caption>
<title>Comparison of baseline demographic and tumor characteristics, responses to treatment, and clinical outcomes between the luminal HER2 and non-luminal HER2 subgroups</title>
</caption>
<table>
<colgroup>
<col/>
<col/>
<col/>
<col/>
<col/>
<col/>
</colgroup>
<thead>
<tr>
<th/>
<th>Non-Luminal HER2</th>
<th><italic>p</italic>-value</th>
<th>Luminal HER2</th>
<th><italic>p</italic>-value</th>
<th>Luminal/HER2(-)</th>
</tr>
</thead>
<tbody>
<tr>
<td/>
<td>13</td>
<td/>
<td>13</td>
<td/>
<td>50</td>
</tr>
<tr>
<td>Age</td>
<td>61</td>
<td><italic>0.092</italic></td>
<td>52</td>
<td><italic>0.136</italic></td>
<td>60</td>
</tr>
<tr>
<td>Disease-free interval (M)</td>
<td>36</td>
<td><italic>0.324</italic></td>
<td>43</td>
<td><italic>0.616</italic></td>
<td>52</td>
</tr>
<tr>
<td>Tumor grade</td>
<td>2.85 &#x00B1; 0.40</td>
<td><italic>0.300</italic></td>
<td>2.5 &#x00B1; 0.87</td>
<td><italic>0.487</italic></td>
<td>2.09 &#x00B1; 0.85</td>
</tr>
<tr>
<td>No. meta (mean &#x00B1; SD)</td>
<td>2.10 &#x00B1; 0.73</td>
<td><italic>0.698</italic></td>
<td>2.0 &#x00B1; 1.11</td>
<td><italic>1.000</italic></td>
<td>2.0 &#x00B1; 1.05</td>
</tr>
<tr>
<td>Visceral lesion (%)</td>
<td>61.5</td>
<td><italic>1.000</italic></td>
<td>61.5</td>
<td><italic>0.629</italic></td>
<td>54.0</td>
</tr>
<tr>
<td>AT<sup>&#x00B6;</sup>-pretreatment (%)</td>
<td>33.3</td>
<td><italic>0.418</italic></td>
<td>50.0</td>
<td><italic>0.266</italic></td>
<td>32.7</td>
</tr>
<tr>
<td>No. CT<sup>&#x00A7;</sup> (mean &#x00B1; SD)</td>
<td>3.3 &#x00B1; 1.97</td>
<td><italic>0.963</italic></td>
<td>3.3 &#x00B1; 1.36</td>
<td><italic>0.677</italic></td>
<td>3.06 &#x00B1; 1.63</td>
</tr>
<tr>
<td>No. CT for MBC (mean &#x00B1; SD)</td>
<td>2.6 &#x00B1; 1.38</td>
<td><italic>0.866</italic></td>
<td>2.6 &#x00B1; 2.02</td>
<td><italic>0.961</italic></td>
<td>2.55 &#x00B1; 1.51</td>
</tr>
<tr>
<td/>
<td/>
<td/>
<td/>
<td/>
<td/>
</tr>
<tr>
<td>Response rate (%)</td>
<td>50.0</td>
<td><bold><italic>0.010</italic></bold></td>
<td>100</td>
<td><bold><italic>0.004</italic></bold></td>
<td>49.0</td>
</tr>
<tr>
<td>CBR (%)</td>
<td>75.0</td>
<td><italic>0.097</italic></td>
<td>100</td>
<td><italic>0.100</italic></td>
<td>77.6</td>
</tr>
<tr>
<td>DCR (%)</td>
<td>83.3</td>
<td><italic>0.186</italic></td>
<td>100</td>
<td><italic>0.247</italic></td>
<td>87.8</td>
</tr>
<tr>
<td>TTF (M)</td>
<td>12</td>
<td><italic>0.092</italic></td>
<td>24</td>
<td><italic>0.737</italic></td>
<td>15</td>
</tr>
<tr>
<td>TTP (M)</td>
<td>30</td>
<td><italic>0.755</italic></td>
<td>25</td>
<td><italic>0.791</italic></td>
<td>35</td>
</tr>
<tr>
<td>OS (M)</td>
<td>35</td>
<td><italic>0.066</italic></td>
<td>114</td>
<td><italic>0.103</italic></td>
<td>68</td>
</tr>
<tr>
<td>OS from MBC (M)</td>
<td>39</td>
<td><bold><italic>0.048</italic></bold></td>
<td>N.R.<sup>&#x2020;</sup></td>
<td><italic>0.225</italic></td>
<td>102</td>
</tr>
<tr>
<td>G3/4 adverse event (%)</td>
<td>11.1</td>
<td><italic>0.668</italic></td>
<td>18.2</td>
<td><italic>0.586</italic></td>
<td>9.3</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn id="table-3fn1" fn-type="other">
<p>Note: &#x00B6; anthracycline and taxane; &#x00A7; chemotherapy; &#x2020; not reached.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>As to the efficacy of treatment in patients with HER2-overexpressed MBC, response rates in patients with luminal-HER2 MBC were significantly higher than those with non-luminal HER2 or luminal/HER2-negative MBC (luminal-HER2 <italic>vs</italic>. non-luminal-HER2, 100% <italic>vs</italic>. 50.0%, respectively, <italic>p</italic> &#x003D; 0.01; luminal-HER2 <italic>vs</italic>. luminal/HER2-negative, 100% <italic>vs</italic>. 49.0%, respectively, <italic>p</italic> &#x003D; 0.004, <xref ref-type="table" rid="table-3">Tab. 3</xref>). There were no significant differences in response rates between the non-luminal-HER2 and luminal/HER2-negative groups. Although median TTF, TTP, or OS from the date of the most effective administered regimens did not differ between the luminal-HER2 and non-luminal-HER2 groups, median OS from the date of diagnosis of MBC was significantly longer in the luminal-HER2 group than in the non-luminal-HER2 group (not reached <italic>vs</italic>. 39 months, respectively, <italic>p</italic> &#x003D; 0.048, <xref ref-type="table" rid="table-3">Tab. 3</xref> and <xref ref-type="fig" rid="fig-2">Fig. 2</xref>). No difference was found in median OS from the date of diagnosis of MBC between the luminal-HER2 and luminal/HER2-negative group (not reached <italic>vs</italic>. 102 months, respectively, <italic>p</italic> &#x003D; 0.225).</p>
<fig id="fig-2">
<label>Figure 2</label>
<caption>
<title>Comparison of clinical outcomes between patients with luminal HER2 and patients with nonluminal HER2 MBC: A, time to treatment failure; B, time to progression; C, overall survival; D, overall survival from the time of diagnosis of MBC</title>
</caption>
<graphic mimetype="image" mime-subtype="png" xlink:href="ONCOLOGIE_16277-fig-2.png"/>
</fig>
</sec>
<sec id="s3_4">
<label>3.4</label>
<title>Adverse Events</title>
<p>Of 102 patients studied, eighty-nine patients (87.3%) showed at least one grade 3 or 4 adverse events (data not shown). There was no patient who died as a result of adverse events. The most frequent adverse events were neutropenia (74 out of 89 patients, 85.4%). The frequency of grade 3 or 4 adverse events during treatment for MBC did not differ among the subtypes (<xref ref-type="table" rid="table-2">Tab. 2</xref>). Also, the frequency of grade 3 or 4 adverse events did not differ between the luminal-HER2 and luminal/HER2-negative group (<italic>p</italic> &#x003D; 0.668, <xref ref-type="table" rid="table-3">Tab. 3</xref>).</p>
</sec>
</sec>
<sec id="s4">
<label>4</label>
<title>Discussion</title>
<p>Amplification of HER2 genes or overexpression of HER2 proteins occur in 15% to 30% of primary breast tumors and are associated with short survival or poor prognosis for patients [<xref ref-type="bibr" rid="ref-14">14</xref>&#x2013;<xref ref-type="bibr" rid="ref-16">16</xref>]. However, once anti-HER2 targeted therapy such as trastuzumab, lapatinib, or pertuzumab became clinically available, prognosis of patients has considerably improved [<xref ref-type="bibr" rid="ref-8">8</xref>&#x2013;<xref ref-type="bibr" rid="ref-12">12</xref>]. More recently, an antibody-drug conjugate of trastuzumab and cytotoxic agents such as trastuzumab emtansine and trastuzumab deruxtecan demonstrated substantial improvements in survival of patients with resistance to anti-HER2 therapy [<xref ref-type="bibr" rid="ref-17">17</xref>,<xref ref-type="bibr" rid="ref-18">18</xref>]. In this study, clinical outcomes of three patient groups with MBC, based on the breast cancer subtypes, were compared: luminal/HER2-negative, HER2, and triple-negative MBC. The prognosis of patients in the HER2 and in the luminal/HER2-negative group were equally favorable (<xref ref-type="fig" rid="fig-1">Fig. 1</xref> and <xref ref-type="table" rid="table-2">Tab. 2</xref>). Several studies have documented that clinical outcomes of patients with HER2-overexpressed MBC receiving trastuzumab (i.e., anti-HER2 treatment) combined with chemotherapy greatly improved compared with those in patients treated with standard chemotherapy (i.e., without anti-HER2 treatment) [<xref ref-type="bibr" rid="ref-1">1</xref>,<xref ref-type="bibr" rid="ref-4">4</xref>,<xref ref-type="bibr" rid="ref-5">5</xref>,<xref ref-type="bibr" rid="ref-8">8</xref>]. These findings suggest that the biological aggressiveness of the HER2-overexpressed breast cancer controlled predominantly by HER2 gene products may be attenuated by the inhibition of HER2 signaling and that aggressive tumors may be turned into slower-growing ones, like the ones seen in patients with luminal/HER2-negative cancer. In the present study, the proportion of patients responding to treatment in the HER2 group (76%) was much higher than that in the luminal/HER2-negative (50.0%) and triple negative groups (26.9%) (<xref ref-type="table" rid="table-2">Tab. 2</xref>). In response to anti-HER2 agents combined with cytotoxic agents, three quarters of the patients showed apparent shrinkage of tumors, regardless of tumor grades, number of disease sites, prior treatment with anthracycline/taxane, or the number of previous chemotherapeutic interventions (<xref ref-type="table" rid="table-1">Tab. 1</xref>). These results support previous findings that combined regimens of standard chemotherapy and trastuzumab improved multiple clinical outcome parameters in patients with HER2-overexpressed MBC, including response rates, TTP, and OS compared with standard chemotherapy alone [<xref ref-type="bibr" rid="ref-19">19</xref>]. Reflecting the favorable responses to treatment in patients with HER2-overexpressed MBC, all therapeutic outcome parameters, i.e., TTF, TTP, and OS, of these patients were significantly prolonged compared with those of patients with triple-negative cancer and similar to those of patients with luminal/HER2-negative cancer (<xref ref-type="fig" rid="fig-1">Fig. 1</xref> and <xref ref-type="table" rid="table-2">Tab. 2</xref>).</p>
<p>To identify which factors mediate favorable outcomes in the HER2 group following anti-HER2 targeted therapy, we compared clinical outcomes of the luminal-HER2 and non-luminal HER2 groups. The response rates of luminal-HER2 patients receiving anti-HER2 therapy were significantly higher than those of non-luminal HER2 patients and luminal/HER2-negative patients (<xref ref-type="table" rid="table-3">Tab. 3</xref>). This indicates that all patients with luminal HER2 breast cancer experienced favorable responses at least once in metastatic settings. As a result, survival from the time of diagnosis with MBC was significantly longer in the luminal-HER2 group than in the non-luminal HER2 group, but did not differ from survival in the luminal/HER2-negative group. The data suggest that the improved prognosis of patients with HER2-overexpressed MBC, as shown in this study, mainly depends on patients with luminal-HER2 MBC showing improved survival, but not on patients with non-luminal HER2 MBC who did not show any benefit from the anti-HER2 therapy. To the best of our knowledge, only a few studies have investigated the factors responsible for the improved prognosis of HER2-overexpressed MBC by anti-HER2 targeted therapy. In these studies, patients with primary breast cancer were examined for their prognosis after adjuvant therapy comprising chemotherapeutic agents and trastuzumab [<xref ref-type="bibr" rid="ref-1">1</xref>,<xref ref-type="bibr" rid="ref-6">6</xref>,<xref ref-type="bibr" rid="ref-20">20</xref>]. Two studies demonstrated that patients with luminal-HER2 breast cancer benefited from trastuzumab-containing regimens in contrast to patients with non-luminal HER2 cancer. However, the second analysis of the Hera trial demonstrated that patients with high estrogen receptor expression/low HER2 expression did not benefit from trastuzumab treatment [<xref ref-type="bibr" rid="ref-20">20</xref>]. In metastatic settings, Bonotto et al. [<xref ref-type="bibr" rid="ref-3">3</xref>] reported that among HER2-overexpressed patients, those with hormone receptor-positive MBC showed significantly longer PFSs and OSs than those with hormone receptor-negative MBC. This lends support to our hypothesis that cancer cells expressing hormone receptors tend to behave less aggressively than cancer cells without hormone receptor expression if HER2-associated signaling cascades are inhibited by anti-HER2 therapy. Further analyses should clarify the exact molecular mechanisms underlying these therapeutic effects. This is the first report to demonstrate in detail (a) that patients with luminal-HER2 MBC receiving anti-HER2 therapy showed improvements in survival to levels seen in patients with luminal/HER2-negative MBC and (b) that patients with non-luminal HER2 MBC did not benefit from anti-HER2 therapy.</p>
<p>In conclusion, prospects for patients with HER2-overexpressed MBC, particularly of the luminal-HER2 subtype, have greatly improved since anti-HER2 targeted therapy became available. However, because tumors of the non-luminal HER2 cancer subtype are unresponsive to this treatment, novel approaches are required for these patients.</p>
</sec>
</body>
<back>
<ack>
<p>We thank Hiromi Kita and Miho Takigawa for editorial assistance for an earlier version of the manuscript.</p>
</ack><fn-group>
<fn fn-type="other">
<p><bold>Funding Statement:</bold> This study was supported in part by a Grant-in-Aid for Scientific Research from the Ministry of Education, Science, Sports and Culture, Japan (Nos. 10671249, 13671380, 14571262 and 15591340).</p>
</fn>
<fn fn-type="conflict">
<p><bold>Conflicts of Interest:</bold> The authors declare that they have no conflicts of interest to report regarding the present study.</p>
</fn>
</fn-group>
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